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第3章

cratylus-第3章

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proceeds to analyse simple words into the letters of which they are

composed。  The Socrates who 'knows nothing;' here passes into the teacher;

the dialectician; the arranger of species。  There is nothing in this part

of the dialogue which is either weak or extravagant。  Plato is a supporter

of the Onomatopoetic theory of language; that is to say; he supposes words

to be formed by the imitation of ideas in sounds; he also recognises the

effect of time; the influence of foreign languages; the desire of euphony;

to be formative principles; and he admits a certain element of chance。  But

he gives no imitation in all this that he is preparing the way for the

construction of an ideal language。  Or that he has any Eleatic speculation

to oppose to the Heracleiteanism of Cratylus。



The theory of language which is propounded in the Cratylus is in accordance

with the later phase of the philosophy of Plato; and would have been

regarded by him as in the main true。  The dialogue is also a satire on the

philological fancies of the day。  Socrates in pursuit of his vocation as a

detector of false knowledge; lights by accident on the truth。  He is

guessing; he is dreaming; he has heard; as he says in the Phaedrus; from

another:  no one is more surprised than himself at his own discoveries。 

And yet some of his best remarks; as for example his view of the derivation

of Greek words from other languages; or of the permutations of letters; or

again; his observation that in speaking of the Gods we are only speaking of

our names of them; occur among these flights of humour。



We can imagine a character having a profound insight into the nature of men

and things; and yet hardly dwelling upon them seriously; blending

inextricably sense and nonsense; sometimes enveloping in a blaze of jests

the most serious matters; and then again allowing the truth to peer

through; enjoying the flow of his own humour; and puzzling mankind by an

ironical exaggeration of their absurdities。  Such were Aristophanes and

Rabelais; such; in a different style; were Sterne; Jean Paul; Hamann;

writers who sometimes become unintelligible through the extravagance of

their fancies。  Such is the character which Plato intends to depict in some

of his dialogues as the Silenus Socrates; and through this medium we have

to receive our theory of language。



There remains a difficulty which seems to demand a more exact answer:  In

what relation does the satirical or etymological portion of the dialogue

stand to the serious?  Granting all that can be said about the provoking

irony of Socrates; about the parody of Euthyphro; or Prodicus; or

Antisthenes; how does the long catalogue of etymologies furnish any answer

to the question of Hermogenes; which is evidently the main thesis of the

dialogue:  What is the truth; or correctness; or principle of names?



After illustrating the nature of correctness by the analogy of the arts;

and then; as in the Republic; ironically appealing to the authority of the

Homeric poems; Socrates shows that the truth or correctness of names can

only be ascertained by an appeal to etymology。  The truth of names is to be

found in the analysis of their elements。  But why does he admit etymologies

which are absurd; based on Heracleitean fancies; fourfold interpretations

of words; impossible unions and separations of syllables and letters?



1。  The answer to this difficulty has been already anticipated in part: 

Socrates is not a dogmatic teacher; and therefore he puts on this wild and

fanciful disguise; in order that the truth may be permitted to appear:  2。

as Benfey remarks; an erroneous example may illustrate a principle of

language as well as a true one:  3。 many of these etymologies; as; for

example; that of dikaion; are indicated; by the manner in which Socrates

speaks of them; to have been current in his own age:  4。 the philosophy of

language had not made such progress as would have justified Plato in

propounding real derivations。  Like his master Socrates; he saw through the

hollowness of the incipient sciences of the day; and tries to move in a

circle apart from them; laying down the conditions under which they are to

be pursued; but; as in the Timaeus; cautious and tentative; when he is

speaking of actual phenomena。  To have made etymologies seriously; would


have seemed to him like the interpretation of the myths in the Phaedrus;

the task 'of a not very fortunate individual; who had a great deal of time

on his hands。'  The irony of Socrates places him above and beyond the

errors of his contemporaries。



The Cratylus is full of humour and satirical touches:  the inspiration

which comes from Euthyphro; and his prancing steeds; the light admixture of

quotations from Homer; and the spurious dialectic which is applied to them;

the jest about the fifty…drachma course of Prodicus; which is declared on

the best authority; viz。 his own; to be a complete education in grammar and

rhetoric; the double explanation of the name Hermogenes; either as 'not

being in luck;' or 'being no speaker;' the dearly…bought wisdom of Callias;

the Lacedaemonian whose name was 'Rush;' and; above all; the pleasure which

Socrates expresses in his own dangerous discoveries; which 'to…morrow he

will purge away;' are truly humorous。  While delivering a lecture on the

philosophy of language; Socrates is also satirizing the endless fertility

of the human mind in spinning arguments out of nothing; and employing the

most trifling and fanciful analogies in support of a theory。  Etymology in

ancient as in modern times was a favourite recreation; and Socrates makes

merry at the expense of the etymologists。  The simplicity of Hermogenes;

who is ready to believe anything that he is told; heightens the effect。 

Socrates in his genial and ironical mood hits right and left at his

adversaries:  Ouranos is so called apo tou oran ta ano; which; as some

philosophers say; is the way to have a pure mind; the sophists are by a

fanciful explanation converted into heroes; 'the givers of names were like

some philosophers who fancy that the earth goes round because their heads

are always going round。'  There is a great deal of 'mischief' lurking in

the following:  'I found myself in greater perplexity about justice than I

was before I began to learn;'  'The rho in katoptron must be the addition

of some one who cares nothing about truth; but thinks only of putting the

mouth into shape;'  'Tales and falsehoods have generally to do with the

Tragic and goatish life; and tragedy is the place of them。'  Several


philosophers and sophists are mentioned by name:  first; Protagoras and

Euthydemus are assailed; then the interpreters of Homer; oi palaioi

Omerikoi (compare Arist。 Met。) and the Orphic poets are alluded to by the

way; then he discovers a hive of wisdom in the philosophy of Heracleitus;

the doctrine of the flux is contained in the word ousia (= osia the pushing

principle); an anticipation of Anaxagoras is found in psuche and selene。

Again; he ridicules the arbitrary methods of pulling out and putting in

letters which were in vogue among the philologers of his time; or slightly

scoffs at contemporary religious beliefs。  Lastly; he is impatient of

hearing from the half…converted Cratylus the doctrine that falsehood can

neither be spoken; nor uttered; nor addressed; a piece of sophistry

attributed to Gorgias; which reappears in the Sophist。  And he proceeds to

demolish; with no less delight than he had set up; the Heracleitean theory

of language。



In the latter part of the dialogue Socrates becomes more serious; though he

does not lay aside but rather aggravates his banter of the Heracleiteans;

whom here; as in the Theaetetus; he delights to ridicule。  What was the

origin of this enmity we can hardly determine:was it due to the natural

dislike which may be supposed to exist between the 'patrons of the flux'

and the 'friends of the ideas' (Soph。)? or is it to be attributed to the

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